Topic
private-markets
2 stories
SEC Votes to Open Private Markets Wider to Retail, Floats Exam Path to "Accredited" Status
The SEC voted on September 30, 2026 to propose rules letting registered fund advisers charge performance fees and expanding private-market access for retail investors, and asked whether a FINRA exam or credentials like a CPA or CFA could qualify someone as an accredited investor.
SEC charges Adit Ventures and CEO Eric Munson over pre-IPO funds
The SEC on August 10 charged New York adviser Adit Ventures Management, CEO Eric Munson and three affiliated general partners with misappropriating client assets and taking millions in undisclosed fees on pre-IPO deals.