Topic
market making
2 stories
CFTC staff tells exchanges their prediction-market incentive filings aren't good enough
The CFTC's Division of Market Oversight told exchanges on August 12 that a growing number of self-certified market-maker and incentive-program filings for event contracts are arriving with procedural or substantive defects.
Wintermute registers a U.S. broker-dealer, opening a path into stocks, options and ETF creation
Crypto market maker Wintermute has registered a New York subsidiary as a broker-dealer with the SEC and FINRA, allowing it to trade U.S. stocks and options and act as an ETF Authorized Participant.