Topic
funds
3 stories
SEC Moves to Reopen Fixed-Income Cross Trading for Funds, Undoing a 2020 Side Effect
The SEC voted to propose amendments to Rule 17a-7 that would let registered funds cross-trade most fixed-income securities again, reversing a restriction created by its 2020 fund valuation rule.
SEC Votes to Open Private Markets Wider to Retail, Floats Exam Path to "Accredited" Status
The SEC voted on September 30, 2026 to propose rules letting registered fund advisers charge performance fees and expanding private-market access for retail investors, and asked whether a FINRA exam or credentials like a CPA or CFA could qualify someone as an accredited investor.
CFTC proposes carving SEC-registered advisers out of commodity pool registration
The CFTC proposed exempting some SEC-registered advisers from commodity pool operator and trading advisor registration, and would raise the small-pool threshold for inflation, with 45 days for comment.